Analysis: The owners of Greater Vancouver homes with a median value of $3.7 million pay income taxes of just $15,800 – which is exceedingly low for North American cities
Silvestre A. Fontes will take over the Boston regional office of the SEC as Regional Director beginning the week of April 8. A report on Silvestre Fontes The two men who have been running the region as acting co-directors, John Dugan and
In an effort to strengthen and update its ethics compliance program, the Securities and Exchange Commission has proposed new modifications to its ethics regulations. All agency employees, as well as their wives and young children, are subject to the most strict ethics
The agenda for next week’s meeting of the Small Business Capital Formation Advisory Committee of the Securities and Exchange Commission was posted today. Meeting of Advisory Committee report The Committee will review the role of equity research for smaller public businesses and
In order to fill a position on the Public Company Accounting Oversight Board (PCAOB) that will open up in October, the Securities and Exchange Commission has begun the selection process. Public Company Accounting Oversight Board Applicant This appointment to the PCAOB will
The Public Company Accounting Oversight Board (PCAOB) has a vacancy that will become effective in October, and the Securities and Exchange Commission has announced the beginning of the selection process to fill the position. SEC’s Steps The term for the PCAOB appointment
Kraken, a company owned by Payward Ventures, Inc., and Payward Trading Ltd., has been SEC charged with failing to register the offer and sale of its crypto asset staking-as-a-service program. This program allows investors to transfer their crypto assets to Kraken in
Defendant Kirchner stole over $28 million from investors and used the money to support his extravagant lifestyle. Scam on Former CEO ofSlync Slync, Inc., a privately held software company based in Texas, had its co-founder and former CEO, Christopher S. Kirchner, charged
Effective February 12, 2023, the Securities and Exchange Commission has appointed Cicely LaMothe as Deputy Director, Disclosure Operations, for the Division of Corporation Finance. Since August 2022, Ms LaMothe has served as the interim Deputy Director for Disclosure Operations. Know more about
Settlement of securities transactions will take only one working day instead of two. Sec’s rules to reduce risks The Securities and Exchange Commission changed the rules so that most broker-dealer deals in securities will be settled one business day after the trade
The Securities and Exchange Commission wanted to change the rules so that licensed investment advisers could better protect their client’s money. If the changes were made under Rule 206(4)-2, the Commission’s custody rule under the Investment Advisers Act of 1940 would be