Silvestre Fontes Selected to Lead Boston Branch

Silvestre A. Fontes will take over the Boston regional office of the SEC as Regional Director beginning the week of April 8. A report on Silvestre Fontes The two men who have been running the region as acting co-directors, John Dugan and


SEC Updates Employee Securities Trading Ethics Rules

In an effort to strengthen and update its ethics compliance program, the Securities and Exchange Commission has proposed new modifications to its ethics regulations. All agency employees, as well as their wives and young children, are subject to the most strict ethics

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